Compliance Center
Our commitment to regulatory compliance and investor protection
Regulatory Framework
LGT Crestone Wealth Management operates under strict regulatory oversight and adheres to international financial standards. Our compliance framework ensures the highest level of investor protection and operational integrity.
KYC/AML Compliance
We implement rigorous Know Your Customer (KYC) and Anti-Money Laundering (AML) procedures to prevent financial crimes and ensure the legitimacy of all transactions.
Data Protection
Your personal and financial data is protected using bank-grade encryption and security measures, in compliance with GDPR and other data protection regulations.
Our Compliance Standards
- Customer Due Diligence (CDD): Comprehensive verification of all clients before account activation
- Transaction Monitoring: Continuous monitoring of transactions for suspicious activities
- Risk Assessment: Regular assessment of client risk profiles and investment suitability
- Record Keeping: Maintenance of detailed records as required by regulatory authorities
- Staff Training: Regular compliance training for all employees
- Independent Audits: Periodic audits by external compliance experts
Investor Protection
We are committed to protecting our investors through:
- Segregation of client funds from operational accounts
- Transparent fee structures with no hidden charges
- Clear and accurate reporting of investment performance
- Fair treatment of all clients regardless of investment size
- Prompt handling of complaints and disputes
Risk Disclosure
Important: All investments carry risk. The value of investments may go down as well as up, and you may receive back less than your original investment. Past performance is not indicative of future results. Please read all investment documentation carefully before making any investment decisions.
Compliance Contact
For compliance-related inquiries or to report concerns:
Email: compliance@ifgcrestone.com
We take all compliance matters seriously and will respond to inquiries within 2 business days.